What You Need To Know About The Document Checklist For Obtaining An “On-premises” Liquor License

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The formal application for obtaining an “on-premises” liquor license is very extensive and requires substantial information.  Below is a checklist of the information required in the New York State Liquor Authorities’ On Premises Retail Application.

  • Method of Operation
  • Right to Premises
  • Personal Questionnaire (for each Principal, Lender, Donor, Joint Account Holder, etc.)
  • Landlord Identification
  • Notice of Appearance (if represented by someone other than the applicant)
  • Financial Disclosure
  • Applicant’s Statement
  • 500 Foot Law Statement
  • Statement of Area Plan
  • Establishment Questionnaire
  • Community Board/Municipality Notification and Proof of Delivery (using the Standardized Form, see above for more information)
  • Bond, form L-9
  • Detailed Diagrams which include interior and Block Plot (aerial view of the building showing & labeling nearby businesses/residences)
  • Investment Records showing the source and availability of the funds to be used for the venture
  • Lease/Deed/Contracts
  • Letter of request to waive the 2 bathroom rule (only if 1 bathroom)
  • Maximum Occupancy Certificate (if requesting the Bathroom Waiver)
  • Menu
  • Photo Identification for all applicant Principals (copies only)
  • Photos of applicants Principals
  • Photos of the proposed premises (exterior and interior-including kitchen area)
  • Proof of Citizenship for all applicant principals NOT currently licensed with the NYS Liquor Authority (ex: copy of Birth Certificate, US Passport, Certificate of Naturalization, Permanent Resident card)

ALL APPLICANTS MUST SUBMIT THE FOLLOWING SUPPORTING DOCUMENTS BEFORE A LICENSE CAN BE ISSUED (CONDITIONS OF APPROVAL):

  • Assumed Name Filing Receipt (if DBA is used)
  • Newspaper Affidavit
  • Certificate of Authority to Collect Sales Tax
  • Photos of the premises showing ready to open and operate
  • Certificate of Occupancy
  • NYS Department of State Corporate Filing receipt
  • Worker’s Compensation & Disability Insurance Policy numbers AND Carrier names OR a Certificate of Attestation of Exemption form coverage
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